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Parish Council Compliance Checklist

Self-assess your council's compliance against every AGAR governance assertion, including the new Assertion 10 digital requirements. No signup needed — your answers stay in your browser.

Financial Management

Assertions 1–2: Effective financial management and budgeting

Bank reconciliation completed at year-end (cashbook matches bank statement)

All payments authorised by council resolution and recorded in minutes

Budget approved by council resolution before precept demand submitted

Budget monitored during the year (quarterly or monthly reports)

VAT reclaims submitted and records maintained

Section 137 expenditure tracked separately and within statutory limit

Governance & Standing Orders

Assertions 3–4: Compliance with laws and proper practices

Standing orders adopted and reviewed within the last 12 months

Financial regulations adopted and reviewed within the last 12 months

Code of conduct adopted and published on council website

All councillors registered their interests with the monitoring officer

Annual meeting of the council held within statutory timeframe

Risk assessment reviewed and approved within the current financial year

Insurance cover reviewed (public liability, fidelity guarantee, employer's liability)

Transparency Code

Assertions 5–6: Transparency and public rights

All expenditure items above £100 published online

End-of-year accounts signed and published by 1 July

Annual governance statement signed and published by 1 July

Internal audit report signed and published by 1 July

List of councillor names and responsibilities published

Public land and building asset register published

Agendas published 3+ clear days before meetings

Draft minutes published within 1 month of each meeting

Public rights period advertised and facilitated (30 working days)

GDPR & Data Protection

Assertion 7 and Assertion 10 (data elements)

Privacy notice published on council website

Data Protection Officer (DPO) arrangement in place

Freedom of Information requests responded to within 20 working days

Subject Access Requests responded to within 1 calendar month

Council business conducted via official email (not personal accounts)

Publication scheme maintained and accessible

Assertion 10: Digital Compliance

New for 2025 — council domain, accessibility, IT policy

Council website on a council-owned domain (not a personal domain)

Official email addresses on the council domain (not Gmail/Outlook)

Website meets WCAG 2.2 AA accessibility standards

Accessibility statement published and up to date

IT policy formally adopted by council resolution

Data handover procedure documented for clerk changes

How to use this checklist

This checklist covers the key compliance areas your internal auditor assesses during the annual AGAR cycle. Work through each section and mark items as compliant (Yes), partially compliant (Part), or non-compliant (No). Your answers stay in your browser — nothing is sent to us.

The traffic-light scoring gives you a quick snapshot of where your council stands. Focus on red areas first — these represent the highest audit risk. Amber items need attention but are less urgent. Green areas are on track.

Assertion 10 is new for 2025–26. If your council has not yet addressed council-owned domains, official email, website accessibility, or an IT policy, start there. The Assertion 10 guide explains each requirement and gives you a realistic timeline for getting compliant.

For detailed guidance on audit preparation, read the internal audit checklist guide, which covers what evidence to prepare for each assertion and the most common failures auditors find.

This tool is for self-assessment purposes only and does not constitute legal advice. The definitive source for AGAR requirements is the SAPPP Practitioners' Guide, published annually by JPAG through NALC and SLCC.